Tom joined Warwick Financial Solutions in 2001 as Technical Manager. Tom is now responsible for Human Resources, Information Technology, process integration, due diligence, the Investment Committee and reporting at C-Suite Level.
Tom’s role also includes providing technical support for compliance and marketing.
Tom is a Chartered Financial Planner. Chartered status is awarded by the Chartered Insurance Institute and is considered the ‘gold standard’ financial planning accreditation. Chartered status is a symbol of technical competence and signifies a public commitment to upholding professional standards.
As a specialist in complex pension planning at G60 and AF3 level and a specialist in trusts and Inheritance Tax planning, most of Tom’s clients were referred to him by their accountant
How I like to spend my time outside work
Tom has a keen interest in technology and is currently learning Python programming language.
The important stuff
Tom is registered with the Financial Conduct Authority (FCA), registration number TXO01247.
The FCA requires that all retail investment advisers in the UK hold a Statement of Professional Standing (SPS). An SPS can only be issued by an FCA appointed accredited body, such as the CII, and confirms that an adviser has adhered to a code of ethical standards, holds the required qualifications for the activities they undertake and has completed appropriate CPD.
You can view Tom’s SPS and qualifications by clicking on the buttons below.SPS Qualifications
Tom in the spotlight
What do you most enjoy about your job?
The satisfaction of seeing clients achieve their lifetime ambitions.
Is there a sports team you support?
Coventry City Football Club
Food heaven and food hell… What are they to you?
Food heaven = BBQ Food hell = Not keen on smelly cheese
Is there anything you are embarrassingly bad at?
Bowling in a cricket match
What is the last book you read that you could not put down?
Read more manuals than novels.
What is one show you never, ever miss an episode of?
Telly: Sky F1 Radio: Classic FM
Three things guaranteed to make your day better:
Everyone doing what they said they would. Everyone remembering what they said they would do. Everyone performing to the best of their abilities.
What do you have absolutely no patience for?
Bad service standards on the High Street
Which famous person would you most like to have (or have had) a conversation with?
What three items would you take with you to a desert island?
Sun cream, Sauvignon Blanc (French), and a guitar.
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